WebA unique identifier Instrument Coverage CGS identifiers cover a wide range of global financial instruments, including extensive equity and debt issues, derivatives, syndicated loans and U.S. / Canadian listed equity options and single stock futures. General Interest Instrument Types Equity American Depository Receipts Common Shares WebMar 30, 2024 · Filing & Reporting FINRA Gateway Systems Status Entitlement Program Market Transparency Reporting Tools Alternative Display Facility (ADF) Order Audit Trail System (OATS) OTC (ATS & Non-ATS) Transparency Over-the-Counter Reporting Facility (ORF) Trade Reporting and Compliance Engine (TRACE) Trade Reporting Facility …
Securities and Exchange Commission USAGov
WebForeign banking organizations have had a long-standing presence in the United States. Their operations encompass a wide variety of banking and nonbanking activities, through subsidiaries, branches, agencies, and representative offices. WebJun 30, 2024 · Does not include securities pledged as collateral to foreign official and international account holders against reverse repurchase agreements with the Federal Reserve presented in tables 1, 5, and 6. 2. Face value of federal agency securities and current face value of mortgage-backed securities, which is the remaining principal … tspsc highcourt application
Securities Services - J.P. Morgan
WebFeb 7, 2024 · Bank of Nova Scotia, New York Agency BNP Paribas Securities Corp. Barclays Capital Inc. BofA Securities, Inc. Cantor Fitzgerald & Co. Citigroup Global Markets Inc. Credit Suisse AG, New York Branch Daiwa Capital Markets America Inc. Deutsche Bank Securities Inc. Goldman Sachs & Co. LLC HSBC Securities (USA) Inc. Jefferies LLC WebJun 27, 2013 · required to register with the Commission. The Commission has required a foreign clearing agency to register or obtain an exemption from clearing agency registration if the foreign clearing agency provides clearance and settlement services for U.S. securities directly to U.S. persons. 3 tspsc hmwssb result